Duties and Liabilities of Officers

Service Description

Content: Functions and General Duties of a Responsible Officer, Duties and Liabilities of a Responsible Officer under the Securities and Futures Ordinance (CPT Points: 2) 負責人員之職責 內容: 對負責人員的要求、負責人員的一般職責、負責人員在《證券及期貨條例》下的職責及責任、適用於負責人員的業務守則及操守準則、證券及期貨事務上訴審裁處